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Risk management
November 17, 2021 0

How Internal Audit Brings Value to Your Third-Party Risk Management Program

Organizations increasingly depend on third parties to provide core products and services to their customers.…

Risk management
November 17, 2021 0

CyberGRX applies machine learning to transform third-party cyber risk management

DENVER–(BUSINESS WIRE)–CyberGRX, provider of the world’s first and largest risk management exchange, today announced the…

Risk management
November 16, 2021 0

Marcia Bunger of South Dakota Named Administrator of USDA’s Risk Management Agency – Agweek

SPENCER, South Dakota — Whether it’s working on her century-old farm, helping Pine Ridge tribal…

Risk management
November 16, 2021 0

editorial | SOS Space: Why cybersecurity and supply chain risk management must go hand in hand

JThere is no doubt that the realms of space and cyber are currently contested by…

Risk management
November 16, 2021 0

PRA and Regulatory Reporting: Model Risk Management | Mitratech Holdings, Inc.

How to manage your EUC models The first step is to create a centralized inventory…

Stock broking
November 16, 2021 0

Karvy’s stock brokerage boss embezzled Rs 1,500 crore

HYDERABAD: The chairman and managing director (CMD) of city-based Karvy Stock Broking Limited (KSBL), C…

Risk management
November 12, 2021 0

Learn cybersecurity and risk management from NIST with this $39 online course

Although it may seem secretive and inaccessible, the field of NIST cybersecurity and risk management…

Risk management
November 12, 2021 0

Ellington hires retired police chief to be director of emergency and risk management | Newsletters

ELLINGTON – The Board of Selectmen has unanimously approved the appointment of Walter Lee, former…

Financial engineering
November 12, 2021 0

J&J’s disruption is not limited to financial engineering

Reuters Reuters LONDON (Reuters Breakingviews) – Alex Gorsky is giving investors a parting gift. The…

Financial engineering
November 12, 2021 0

J & J’s rupture goes beyond financial engineering

The offices of the Johnson & Johnson Company are shown in Irvine, California, USA, October…

Risk management
November 11, 2021 0

The New Enterprise Risk Management Strategy

COVID-19 , Governance and risk management , Remote work Alan Ng of China Taiping Insurance…

Stock broking
November 10, 2021 0

Fisdom launches stock brokerage services – Pragativadi

Bengaluru: Fisdom, India’s leading wealth management technology company, has announced the launch of equity brokerage…

Securities trading
November 5, 2021 0

Singapore Branch of UP Fintech Holding Limited Receives Formal Approval for Securities Trading and Clearing in Singapore

BEIJING, Nov. 05, 2021 (GLOBE NEWSWIRE) – UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech”…

Stock broking
October 29, 2021 0

Business News | Stock market and stock market news | Financial news

Search for quotes, news, net asset values ​​of mutual funds Yes Bank INE528G01035, OUIBANQUE, 532648…

Securities trading
October 23, 2021 0

WBroker, the Next Game Changer in Securities Trading and Investment Services

Hong Kong, Hong Kong – (Newsfile Corp. – Oct 23, 2021) – WBroker is a…

Stock broking
October 21, 2021 0

Naspers-backed online wealth manager Fisdom is getting into stock brokerage

Online wealth management company Fisdom, which is backed by venture capital firm Naspers,…

Financial engineering
October 21, 2021 0

DeFi recalls the risks of unbridled financial engineering

The writer is the author of ‘The future of money: How the digital revolution is…

Stock broking
October 20, 2021 0

Fisdom Launches Stock Exchange Services, Pushes Subscription Model

NEW DELHI : Fisdom, a wealth technology company, has announced the launch of securities brokerage…

Securities trading
October 20, 2021 0

tZERO ATS approved to support clearing and settlement of its securities trading platform

NEW YORK–(COMMERCIAL THREAD) – tZERO, a leader in blockchain innovation and liquidity for digital assets,…

Financial engineering
October 19, 2021 0

Macy’s: Financial Engineering Is Not The Solution (NYSE: M)

Eugene Gologursky / Getty Images Entertainment As a result, the market can no longer do…

Securities trading
October 15, 2021 0

Gamification of securities trading: big risk or fair evolution? | Burr & Forman

In remarks this week to SEC Speaks, SEC investor attorney Rick Fleming thought the “gamification”…

Securities trading
October 4, 2021 0

Evergrande suspends securities trading on the Hong Kong Stock Exchange

Beijing, Sept. 30 (EFE).- Indebted Chinese real estate giant Evergrande announced on Monday that it…

Securities trading
September 28, 2021 0

HKEX launches new market access platform for securities trading

“The launch of OCG-C underscores HKEX’s commitment to leveraging the latest technologies to create reliable,…

Securities trading
September 27, 2021 0

Stans Energy Announces Resumption of Securities Trading

TORONTO, ON/ACCESSWIRE/September 27, 2021 / Stans Energy Corp. (the “Society” Where “Stan”) (TSXV: HRE) (OTC…

Stock broking
September 26, 2021 0

ED freezes Rs 700 crore shares of Karvy Stock Broking – The New Indian Express

Through Express news service HYDERABAD: The Directorate of Enforcement (ED) issued an order freezing the…

Stock broking
September 25, 2021 0

Business News | Stock and Stock Market News | Financial news

…

Stock broking
September 25, 2021 0

ED seizes shares of Karvy brokerage group worth 700 crore after raids

The Directorate of Execution (ED) announced on Saturday that it had seized shares worth ??700…

Stock broking
September 24, 2021 0

Business News | Stock and Equity Market News | Financial News

Search mutual fund quotes, news, net asset values SDC INE467B01029, SDC, 532540 Wipro INE075A01022, WIPRO,…

Financial engineering
September 24, 2021 0

Financial engineering can be damaging to the public and private sectors

The last financial crisis taught us some of the risks to the economy when “financial…

Stock broking
September 21, 2021 0

SEBI Imposes Rs2 Lakh Penalty on Excel Stock Broking Promoter, System Administrator

The Securities and Exchange Board of India (SEBI) has imposed a fine of Rs1 lakh…

Stock broking
September 21, 2021 0

Revolut Gets U.S. Stock Exchange Approval to Take on Robinhood

UK digital bank Revolut has been licensed as a licensed broker in the US, allowing…

Financial engineering
September 15, 2021 0

Jim Cramer: Gary Gensler won’t defend financial engineering

About 40 years ago, as a journalist, I found myself covering crime in a remote…

Financial engineering
September 3, 2021 0

Penn State Offers New Online Certificate in Financial Engineering

UNIVERSITY PARK, Pa .– As more companies continue to rely on massive data sets to…

Stock broking
September 2, 2021 0

COO and CFO of Karvy Stock Broking arrested

Accused of defaulting bank loans, borrowing against securities from clients without their consent Accused of…

Stock broking
September 2, 2021 0

ByteDance to downsize its fintech business and plans to sell off its securities brokerage operations

ByteDance, the owner of Beijing-based TikTok, said on Wednesday that it would scale down its…

Stock broking
August 25, 2021 0

Cyberabad Police File Case Against Karvy Stock Broking Ltd

Days after Hyderabad Police arrested and remanded Chairman and Managing Director of Karvy Stock Broking…

Stock broking
August 25, 2021 0

Karvy Stock Broking Limited Boss Booked For Rs 563 Million Fraud | Hyderabad News

HYDERABAD: Cyberabad Police have filed a complaint against Karvy Stock Broking Limited (KSBL) and its…

Stock broking
August 21, 2021 0

Karvy Stock Broking Limited scam: two years later, investors have yet to see their money | Hyderabad News

HYDERABAD: Two years after the Karvy Stock Broking Limited (KSBL) scam came to light, hundreds…

Stock broking
August 20, 2021 0

Beginning of end for Karvy Stock Broking started in 2018 | Hyderabad News

HYDERABAD: The Karvy Demat scam may not have come to light until November 22, 2019,…

Securities trading
August 17, 2021 0

Market Conduct and Securities Trading | Local company

T&T Securities CommissionMARKET participants in the T&T securities industry must conduct their business activities in…

Securities trading
August 6, 2021 0

Securities trading is not a game, better investor protection is needed

If we’ve learned anything from Robinhood’s IPO and valued at around $ 30 billion last…

Stock broking
July 22, 2021 0

The stock brokerage industry won’t let you down in the medium term: CEO of ICICI Sec

You took to look at the stock brokerage industry with a three-year mid-term perspective, says…

Securities trading
June 24, 2021 0

Chaka obtains first digital securities trading license from Nigerian government

The Securities and Exchange Commission (SEC) has licensed Chaka Technologies Ltd. to operate a digital…

Stock broking
June 23, 2021 0

Cases Filed Against Karvy Stock Brokering Firm

Two cases have been registered against popular brokerage firm Karvy in CCS Hyderabad. According to…

Securities trading
June 22, 2021 0

MUFG Expands Mortgage Backed Securities Trading Team

NEW YORK, June 22, 2021 / PRNewswire / – Mitsubishi UFJ Financial Group (MUFG) announced…

Financial engineering
June 18, 2021 0

New Weissman-Zicklin Financial Engineering Center Announced – The Ticker

Baruch College President S. David Wu announcement On May 10, the Weissman School of Arts…

Stock broking
June 9, 2021 0

National Society Appeals Tribunal | NCLA | Securities Brokerage Company | Financial Service Provider | IBC

The National Company Appellate Tribunal (NCLAT) in New Delhi has recently agreed to consider a…

Securities trading
June 7, 2021 0

New NSE unit to manage securities trading activities

Companies New NSE unit to manage securities trading activities Monday 07 June 2021 Geoffrey Odundo,…

Stock broking
May 30, 2021 0

Brokerage giant Zerodha’s FY21 profit more than doubled to Rs 1,000

Earnings at India’s largest equity brokerage, Zerodha, more than doubled in the last financial year…

Securities trading
May 26, 2021 0

Seton Hall to expand its securities trading and business analysis center

May 26, 2021 In line with South Orange-based Seton Hall University’s new strategic plan, the…

Financial engineering
May 25, 2021 0

company secretary criticizes “financial engineering” at Liberty Steel | Steel industry

The British business secretary has criticized Sanjeev Gupta’s use of “financial engineering” and debt by…

Securities trading
May 25, 2021 0

University Announces Significant Expansion of Stillman School Securities Trading and Business Analysis Center

In line with the University’s new strategic plan, the Stillman School of Business is expanding…

Securities trading
May 24, 2021 0

Fearnley Securities selects TietoEvry to provide SaaS securities trading platform.

Fearnley Securities has chosen TietoEVRY to deliver its new SaaS Securities Trading platform. With this…

Stock broking
May 19, 2021 0

Four from Gujarat-based brokerage firm arrested for cheating

Pimpri-Chinchwad Police booked four people from a Gujarat stock brokerage firm for tricking a Chinchwad…

Stock broking
May 18, 2021 0

Angel Broking MD on how Covid has changed the stock brokerage industry

The stock market has seen a new batch of participants during the pandemic with the…

Financial engineering
May 11, 2021 0

Why take a master’s degree in financial engineering?

The financial industry is undergoing a digital revolution, sparking a growing need for professionals with…

Stock broking
May 6, 2021 0

The brokerage industry will grow like this for 5 to 10 years: Angel Broking CMD

Dinesh Thakkar, CMD, Angel Broking estimates that the current momentum in the securities brokerage industry…

Securities trading
April 26, 2021 0

SAT rescinds SEBI order barring Morepen Lab from trading in securities

Morepen Laboratories announced that the Hon’ble Securities Appellate Tribunal (SAT) by an order…

Financial engineering
April 18, 2021 0

How Wall Street’s biggest piece of financial engineering propelled Michael Dell to a $ 50 billion fortune

Forbes cover from November 2013 on how Michael Dell won the war to privatize his…

Financial engineering
April 13, 2021 0

Degrees Explained: Financial Engineering

Information technologies are at the origin of the rise of financial engineering. The theories and…

Securities trading
April 9, 2021 0

Singapore Exchange Securities Trading Limited Issues Consultation Paper on Proposed Registration Framework for Special Purpose Acquisition Companies

On March 31, 2021, the Singapore Exchange Securities Trading Limited (SGX-ST) published a consultation paper…

Securities trading
April 9, 2021 0

New securities trading accounts hit record high

A new investor (L) speaks to staff at a brokerage in District 1, Ho Chi…

Stock broking
March 30, 2021 0

Linde India share price: Old stock brokerage initiates hedge with buy rating and target price of Rs 2170

Linde India, after commercial integration with Praxair India, is well positioned to record exponential growth…

Securities trading
March 23, 2021 0

IPO Securities Trading App Robinhood Files

Robinhood Markets Inc., the popular securities trading app, has filed paperwork with the Securities and…

Securities trading
March 22, 2021 0

Court Questions Securities Trading Restrictions on Entities Designated as Communist Chinese Military Companies | Dorsey & Whitney LLP

The United States District Court for the District of Columbia ruled last week that certain…

Securities trading
March 22, 2021 0

Xiaomi wins preliminary injunction barring enforcement of Trump-era securities trading ban | Eversheds Sutherland (USA) LLP

Xiaomi Corporation (Xiaomi), one of the world’s largest smartphone makers, obtained a preliminary injunction from…

Stock broking
March 9, 2021 0

SEBI fines Anugrah Stock Broking ₹90 lakh

Market regulator SEBI has fined Mumbai-based Anugrah Stock Broking ₹90 lakh for misusing client funds…

Stock broking
February 24, 2021 0

IIFL Securities set to acquire demat accounts from Karvy Stock Broking

IIFL Securities Ltd has become the successful bidder for demat accounts held by Karvy Stock…

Securities trading
February 16, 2021 0

No ‘significant increase’ in online discussion-fueled headline trading: Ong Ye Kung

SINGAPORE: There is no evidence that discussions in online forums or social media chat groups…

Securities trading
February 16, 2021 0

Mercury Digital Assets to power crypto derivatives trading by Enigma Securities

CHICAGO–(BUSINESS WIRE)–Mercury Digital Assets (“Mercury”), a technology provider for digital asset markets, today announced that…

Securities trading
February 5, 2021 0

The number of securities trading accounts hits a new high

By Dat Nguyen February 5, 2021 | 01:11 PT A new investor (L) speaks to…

Securities trading
January 26, 2021 0

Whiskey-backed securities trading launched in Singapore

Hg Exchange launched this week with asset-backed securities trading in whisky, becoming the first exchange…

Securities trading
January 21, 2021 0

The Future of Securities Trading – Thought Leaders

By Douglas Borthwick, CMO of INX Limited.Before we dive into the future, we must first…

Securities trading
January 15, 2021 0

Bitcoin Securities Trade Rises as Investors Seek Crypto Exposure

Interested in ETFs?Visit our ETF hub for news and investor insights, market updates and analysis,…

Stock broking
January 12, 2021 0

Leading stock brokerage Zerodha is leading the fight against climate change at the grassroots

Web-exclusive What sets its dedicated fund apart is that it does not support large, entirely…

Financial engineering
January 6, 2021 0

Will fintech bring financial engineering to as many people as possible?

For years, the wealthy have had access to a range of tools to maximize their…

Stock broking
December 24, 2020 0

Cleartax launches into stock brokerage and wealth management services

Mumbai: Tax management platform Cleartax will make a foray into equity brokerage and wealth management…

Stock broking
December 18, 2020 0

Brokerage Industry: Which Technology Improved Stock Brokerage Robinhoods Year?

The digitization of the brokerage industry has brought technological benefits to investors, who are increasingly…

Stock broking
November 28, 2020 0

Robinhood of Indian stock brokering: Traditional brokers open up low-cost trading to retail investors

Winds of change may have begun to blow in the Indian stock brokerage industry, with…

Stock broking
November 26, 2020 0

BSE also kicks out Karvy Stock Broking, says investors can seek help

Hyderabad: A day after the National Stock Exchange (NSE) expelled the scam-tainted Karvy Stock Broking…

Stock broking
November 25, 2020 0

Explained: What is Karvy Stock Broking and what should investors do?

Karvy Stock Broking, one of India’s largest retail brokerages, became mired in controversy…

Stock broking
November 24, 2020 0

NSE Declares Karvy Stock Broking Defaulting, Expelling From Membership

The National Stock Exchange (NSE) has declared Karvy Stock Broking in default for non-compliance with…

Stock broking
October 23, 2020 0

5paisa.com Becomes Fastest Indian Stock Brokerage by Acquiring 10 Lakh Users

5paisa.com said on Friday that it has become the fastest Indian brokerage platform to register…

Securities trading
October 6, 2020 0

MUFG Continues Development of its Mortgage-Backed Securities Trading Platform with Key Hire

NEW YORK, October 6, 2020 /PRNewswire/ — Mitsubishi UFJ Financial Group (MUFG), one of the…

Stock broking
October 3, 2020 0

Director and agent of a brokerage firm detained for cheating

Manoj Javeri Stock Broking Private Limited manager Rajdeep Manoj Javeri (27) and company agent Anil…

Financial engineering
September 24, 2020 0

The space economy needs more financial engineering — Quartz

The new space economy relies on two things: government contracts and venture capital funding. Neither…

Stock broking
September 23, 2020 0

Brokerage firms laugh to the bank as trading volumes surge

The surge in stock trading volumes with increasing retail participation in the cash segment will…

Securities trading
September 23, 2020 0

Credit Suisse settles charges for providing SEC with inaccurate securities trading data

Credit Suisse blue sheet submissions for fixed income did not include certain execution level information…

Financial engineering
September 14, 2020 0

Currency and markets: governments are conducting a financial engineering experiment

The global economy is reeling from coronavirus shutdowns, and governments are implementing innovations that could…

Stock broking
August 10, 2020 0

ByteDance takes a step towards entering online brokerage in Hong Kong

By Yingzhi Yang, Brenda GohBEIJING/SHANGHAI (Reuters) – Beijing-based ByteDance, owner of global short-video hit TikTok,…

Stock broking
July 24, 2020 0

Paytm will launch stock brokerage services in the next 2-3 weeks

Having dabbled in insurance, e-commerce and banking, fintech unicorn Paytm is set to…

Financial engineering
July 23, 2020 0

The financial engineering behind the big Jio fundraiser

Reliance Industries (RIL) fundraising campaign over the past three months has raised over ₹1.5 lakh-crore…

Securities trading
June 25, 2020 0

LEX Selects Nasdaq to Power Revolutionary Commercial Real Estate Securities Trading Platform

NEW YORK–(BUSINESS WIRE)–LEX, the leading commercial real estate securities marketplace that allows accredited and non-accredited…

Financial engineering
June 23, 2020 0

Renewables need benign financial engineering

The first task in the fight against climate change is to connect the world to…

Securities trading
May 6, 2020 0

Nano Magic Inc. responds to securities trading suspension

DETROIT, Michigan, May 06, 2020 (GLOBE NEWSWIRE) — Nano Magic Inc. (OTCMKT: NMGX), , announced…

Financial engineering
March 26, 2020 0

The death of financial engineering

We’ve all watched the talking heads as everyone just tries to make sense of the…

Stock broking
March 23, 2020 0

ANMI to SEBI: Tell states to consider stock brokerage an ‘essential service’

PALAK SHAH The stockbrokers Association of National Exchanges Members of India (ANMI) has called on…

Financial engineering
March 20, 2020 0

Financial engineering made risky loans safe. Now they face a huge test.

Cirque du Soleil canceled its famous shows in Las Vegas and around the world last…

Securities trading
March 17, 2020 0

FINRA releases new data on Treasury securities trading volume

FINRA now publishes weekly aggregated Treasury securities trading volume data reported to TRACE®, FINRA’s transaction…

Securities trading
February 20, 2020 0

Stock trading and voice recognition

Speech recognition technology is no longer a novelty. Recent innovations have transformed this once science…

Financial engineering
February 5, 2020 0

NYU Tandon’s financial engineering program ranked among

Brooklyn, New York, February 05, 2020 (GLOBE NEWSWIRE) – Two adjudicators in quantitative finance education…

Securities trading
December 26, 2019 0

How will securities trading headwinds affect Morgan Stanley’s earnings?

NEW YORK – AUGUST 20: A Morgan Stanley logo is seen August 20, 2003 in…

Stock broking
December 5, 2019 0

NSE publishes advice on how to protect your stocks

NEW DELHI : Following the Karvy Stock Broking scandal, the National Stock Exchange (NSE) issued…

Stock broking
November 29, 2019 0

Customer of Karvy Stock Broking? Here are your options

The market regulator, SEBI, by an interim order dated November 22, prohibited Karvy Stock Broking…

Stock broking
November 26, 2019 0

Union Budget 2022-23: Indian Budget News Today | Income tax, railway budget, crypto taxation

Search mutual fund quotes, news, net asset values AGS transactions INE583L01014, AGSTRA, 543451 Tata Motors…

Stock broking
November 26, 2019 0

Explained: How Karvy Stock Broking Circumvented Sebi Regulations, Hijacked Investors’ Money

On November 22, the Securities and Exchange Board of India (Sebi) banned Karvy Stock Broking…

Stock broking
November 23, 2019 0

What to do if you are a client of Karvy Stock Broking

Yesterday, November 22, SEBI issued an interim ex parte order against Karvy Stock Broking Ltd.…

Financial engineering
November 19, 2019 0

College of Business organizes a conference on financial engineering

She said banking regulators were struggling to regulate shadow banks, which raised concerns among regulators…

Financial engineering
September 13, 2019 0

Stay ahead of digital transformation with a Master in Financial Engineering

Technological advancements continue to weave themselves into the fabric of our lives with increased intensity.…

Financial engineering
August 22, 2019 0

General Electric and Financial Engineering: Again (NYSE: GE)

Recent events surrounding Harry Markopolos’ accusations regarding possible accounting fraud at General Electric Co. (NYSE:GE)…

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